173 FOLK CONCEPTS OF ETIOLOGY AND ILLNESS IN A NORTH INDIAN VILLAGE- Khwaja A. Hasan Unilversity of Lucknow, India This paper reports a study of folk concepts of etiology and illness in the v'llage Chinaura (pseudonym) in the district of Lucknow, Uttar Pra- desh, India. The study delineates people's Ideas of disease causation and the relationship of these ideas to the type of medical care given to the sick in the villlage. It is proposed to divide the material of th's paper Into several parts, malnly for convenilence of presentation. Part A deals with the concept of "social institution" and the functlon of medicine as a social istititon In the folk soclety of Chinau-na.2 Part B deals with the acklground cf tahe village uni-der study. The majol findings of t.he present study are icuded in Part, C whilch deals with the folk concepts of etiology of 'ilness and the medical and health practlces of the vlllagefolk. This is follswed by a discussion on tne decision-making process connected wlth medical a,. health practices of the villagefolk and the role of folk practi- tioners i. "flk medicine." And flnally, conclusions of the study are sum- marized. A. Med'iclne as a Social Instltutlon The concept of "tsocial institution" has been an almost indispensable tool. in mode,.n social research. The definition of the term soclal institu- tion serv\Ues as the basis for other formulations0 Walter H. Hamilton has de- fined social institution as "a way of thought or action of some prevalence and permanence, which is embedded In the habits of a group or the customs of a people. . , Our culture is a synthesis--or at least an aggregation--of inst;U-Jion . each of whlch has Its own domain and its distinctive office. Th fLunctTion ofr each is to set a pattern of behavior and to fix a zone of tolerance f:' an activity or a complement of activlti?es (19 :8h). Nadel defines the term social 'institutilon as "a standardlzed mode of social beha- vior, or, since social behavior means co-activity, a standardized mode of co-activt (l953108). Is medicine a social institutlon? The answer is "yes." As early as 1924, Rivers wrote:, "Medicine i . is a term fcr a set of social practices by which man seeks to direct and control a specific group of natural phenom- ena--viZ. those especially affecting man himself, which so influence his behavior as to unfit him for the normal accomplishment of his physical and social functions-phenomena which lower his vitality and tend towards death (192h44). Ackerknecht, a medical historian and anthropologist, has also ad- vocated that med'iclne should be studied as a social institution and pleaded that a comparative study of primitlve and modern medicine would be of great value not only for medlcal history and medicine as a whole but also for en- larging the body of knowledge of general anthropology (1942:503-521). Medical practltioners and public health workers in recent years have been reporting that people often do not utilize the medical and preventive facilities at hand. In the two case studies from India that appeared in Health, Culture and Community (1955), G. Morris Carstairs and McKim Marriot pointed out that the western system of medicine did not fit fully in the cultural clilmate of Indla. Harold Gould (1957) studied the implications of 74 technological change for "folk" and "scientific" medicine. He has shown that folk medical practices were employed by the villagefolk whenever their complaints were classifiable as "chronic non-incapacitating dysfunctions," while the help of western medicine was sought in complaints that were classi- fiable as "critical incapacitating dysfunctions." The present paper reports part of a study on "Social and Cultural Factors Affecting Health in a Rural Community" (Hasan 1961). It was found that the presence of an allopathic dispensary in the village for the past fifteen years did not lead to total acceptance of this system of medicine. The reason was that people had'developed their own ways of coping with the problems of health and disease; their medical and health practices were directly related to their concepts of etiology and illness, It was also concluded that this institution was closely interconnected with such other social institutions as magic, religion, and science. The techniques of study were participant observation supplemented by structured interviews of a stratified non-random sample of eighty individuals representing one family each. Bo The Village Background The field work for the present study was conducted from February, 1959 to January, 1960, In February, 1959, the village had a population of 1,190 constituting 215 families and representing two religious groups-- Hindus and Muslims. The former were 68 percent of the total population and were di'vided into 18 castes. The crude death rate in the village was 20.1 per 1,000, For every 100 males in the village there were 81.8 females. The total number of literates was 128, out of which only 17, that is 13.3 per- cent, were females. No villager was a college graduate; only one graduated from Intermediate or twelfth grade; three had attended High School; and ten had gone up to Jumior High School. The village Chinaura was situated in the southwestern part of the district of Lucknow and fell within the limits of a Development Block. The village, as well as the region of which it was a part, was predominantly agricultural, At the Development Block headquarters there was a twenty-bed hospital along with an outpatient clinic. This hospital was situated at a distance of about one-and-a-half miles from Chinaura. A rural allopathic dispensary run by the State had been "serving" the people of Chinaura and neighboring villages for the past fifteen years. C. Concepts of Etiology of Illness Everey known society has developed, according to premises implicit in its own culture, a system of values regarding health and disease and also systematic methods for coping with illness. A review of medical history in- dicates that three types of medical systems are practised today. On the one hand there is "primitive medicine," i.e., medicine of the so-called primi- tive tribes, based on a supernatural theory of disease causation and seeking therapy in magico-religious medicine. On the other hand there is "scienti- fic medicine" of technologically advanced people in which natural rather than supernatural causes of disease are recognized. In between the two there is the medicine of folk cultures, where supernatural causes are recognized for some maladies while physical causes are recognized for others; and the two may not be exclusive of each other, However, for convenience of presentation here, folk mediclne is described under two headings-magico-religious and empirical. The former term is used whenever certain diseases were believed by the villagefolk to be caused by supernatural forces, and hence treatment was sought In supernaturalism0 The latter term is used when physical phen- omena were generally held to be resoonsible for causlng the disease by the villagers, and hence certaln materla medics of mineral, plant, or aninal origin were employed as remedies by folk experts. It may be said at the outset that this does not mean that the villagefolk did not seek medical aid from practitioners of western mediclne0 They did seek medical aid in the village dispensary whenever elther more elaborate forms of folk treat- ment were not available or the cause of the sickness was not understood by them, Loss of health in the village was attributed to a number of causes, and hence treatment was of several types, Both the supernatural and physi- cal causes of disease may be subd;ivlded according to the type of causative agent recognized, For example, supernatural forces in disease included ailments caused by (a) breach of taboo; (b) wrath of gods and goddesses; (c) spirit-intrusion; (d) sor-ery; (e) effect cf the ev'il-eye; and (f) ghost-intrusion. There were, on the other h3and, many diseases to which natural or phY;sical causes were at-trhbuted. The effect of heat or cold, wrong combinations Of foods9 oontacd wlth certain living orgnisms, and tblood-getting imp%-re' were scmae t the. popularly recognized causes of cer- tain diseases. 1. SUpel";Iral Causes aod Ma us Medici: This i's described un.der the six categ-'2es 3istted above. (a) Breach of tcc-so Celr-ain diseases were commonly held to be caused by breaking certain t.aboos. Ililoit sevual reiations with a woman of "i lower caste was conoidered tio be responsible for g (veneveal d seases)o This is corrobozrated by t-he ia(c tr-,hat the incidence of venereal diseases is high among "lower" castes as compared to "upper" castes. Similarly, if a person were suffering from leprosy he was believed to have committed some such deadly sin as molesting a poor, weak and helpless person0 Milking in a vessel containing water (to adulterate the milk) was also consldered to be responsible for leprosy. While it is not the aim of the present paper to discuss the origin of such beliefs, it seems, however, important to point out that they certainly performed an important function--that of helping to maintain socilal order0 (b) Wrath of gods and goddesses. Some diseases were regarded to be due to the wrath of some god or goddess. For example, mata, bar mata, or Sitla Devi was the goddess of smallpox0 The goddess for chickenpox was Choti mata (small goddess). It was a common belief that no treatment was useful in smallpox or in chickenpox; on the contrary, administration of drugs must be injurious, vlllagers saId. Small twigs of neem (Azadirachata indica) tree were gently moved up and down on the body of the patient so as to ease the itching sensation. (Here we find a supernatural disease accom- panied by a natural therapeutic practice as neem is a strong germicide.) The gardener brought flowers whichwere offered to the goddess., Sitla, dur- ing prayers to cool down her anger0 It is interesting that even Muslims observed these practices, although they considered them to be Hindu prac- tIces 0 76 Once three members of the public health staff visited the village while the author was carrying out his field work. It was noted that hardly five families from the entire village cooperated in the vaccination campaign. Here the investigator had the opportunity to verify his data because it was possible for him to distinguish between interview responses and actual prac- tice as observed "on the ground.t" An overwhelming majority of the respon- dents in the interviews had supplied the information that at frequent inter- vals they had members of their family vaccinated and cattle inoculated. But the most important aspect of the case was that members of the p5ublic health staff, when failing--even after going from door to door--to convince people in favor of vaccination, wrote down names of persons, especially of children, on the vaccination record register, put Impression marks on cattle without inoculating them, and went back after "performing their duties." (c) Spirit-intrusion. An immaterial non-diovine being of fairly inde- pendent existerice associated wlth a particular natural feature is known as a spirit. Spirits can not be perceived directly by senses and they may be of different kinds. A disease may be regarded as due to a spirit or having one. One of the commonly recognized evil spirits in Chinaura was Jamoga, who is held to be responsible for attacking newly born infants and killing them. It was believed that this spirit could enter the house through the main gate or even through small holes in the walls of the room. It could also enter the house in the guise of a human being. Hence nobody--except very close relatives--were allowed to enter the room of confinement after childbirth. Muslims of the village also believed in the spirit Jamoga. A number of preventive measures agalnst the "possession" of the evil-spirit was employed by the villagefolk. At the time of childbirth, the mother was shifted to the innermost room available. The spirit was believed to shun fire, iron knife blades, a pair of shoes, and the skull of a monkey; hence all these were ke7t In the confinement room near the mother and child. It is evident, therefc:e, t.hat as sophisticated urban people have preventive medicine, so too the villagefolk have preventive gic, and the aims and objects of both are the same (Hasan et ali 1961)o It was revealed by the respondents that Janoga attacked the jaw of an infant, and four or five days after the attack, it was difficult for the infant even to cry. The infant became weaker and weaker until about a week or ten days after its birth, it would die. Thus Jamoga appears to us to be an attack of tetanus, caused by a microbe called the tetanus bacillus0 The causative agent usually enters the body of the infant through the wound caused in the process of cutting the cord by an old knife, sickle or a piece of glass by the village midwife, domin. She would not understand anything about-asepsis and her methods are often crude. Treatment against the evil- spirit was sought in obtaining the services of an exorcist who recites cer- tain mantras (verbal formulae) to drive away the spirit. (d) Sorce This was another kind of witchcraft especially linked with causing and curing disease. A person, usually female, who had supernatural powers to do evil, was called Churail (witch). It was believed that the witch could look into the future, escape ham, and transform herself. It was contended that the eyes of a sorceress were so powerful that as soon as she looked at a child, the child started to waste away and in a short time died. Thy was she interested in killing children? Strange explanations 77 were offered in answer to this question. It was believed that a witch went to the graveyard at midnight, dug up the body of a child and brought it back to life. Then she killed the child again and ate its liver. The in- vestigator was told that a few years ago people suspected a woman living in the village to be a sorceress as many cases of sorcery were occurring then. The alleged sorceress was beaten several times and then was given an ulti- matum not to come out of her house. She remained inside the house and died after some time. A villager said9 "There were no cases of sorcery from then on in the village0" The treatment against sorcery lay not in seeking medical aid from the physician sitting in the dispensary, but in obtainring the services of an exorcist, who usually Is a Bhao This fellow is considered to be in possession of specialized knowlzdge of how to drrive away the evil-spirit or to nullfy t.. ef ' 4Y ' >:f y 4 3e.a m -; (e) Evil-eye. Th.e ju-<+t>.;r&eua lf;fec-t of t}he el-N;.ye on health was a popular not-on In the v1llage. It. 'was believed that as soon as a person, including a close relations ,tte,ed the sentence lookitng at a child, "How beautiful the child is," the childJs hear.th might mysterlously be adversely affected, evident in his suifering from diarrhea. Diarrhea would make the child very weak, so weak In foet tha.t death might ensue. Children were considered to be most'< v ceffi;e+.ble to `he effect of 'the evyileye, but It was by no means confined +o them. MoLdern ruedlctnIe vwa tonsIdered to be not only Incapable of c-' : cast: : evi1 'fye; L -t-% o the contranr it might be 0 heIC wC i5 t c ?, 4 + t ? ',n~ ,, : as ph'IC k (blowiv9g and w hiff ing) were considere" to be -:hc ; 'apy n S eftfect of the evil-eye. (f) Gost'-It'z&i The corncelt of the trarismligiation of souls is fundamen*+Cat lIto Hlnd h 9 vit it i coupled with karma, the inexorable idea which makes eac"i b-Irth iepend upon previou!s di;e,dTs The villagefolk, however, believed t"nat thnere were occasions when a saul might not be trans- formed into another body--when it might become a ghost and hover around a particular area. This usually occurred in cases in which the individual did not die a natural death, A ghost was believed to be in the possession of a particular area, and it intruded into the body of whomsoever passed through that area alone0 A ghost also possessed certain supernatural pow- ers, e.g., it might transform itself and accomplish almost anything. It was also believed that a ghost migh1t come to a person in the form of a fellow human being, perhaps a close relative, ask the person to accompany him for a certain task,, and then attack him in a lonely place. Traveling alone during the night or even during the day in a lonely place was considered highly dangerous. As soon as one discussed the prob- lem of ghostsg people would cite numerous cases of ghosts having attacked certain individuals of the village. A Bhgat from the same village was considered to be an expert in driving away ghosts by reciting certain man- tras. 2. Physical Causes and Empical Medicine. There were elements other than superstition in people's ideas of disease causation; the supernatural did not cover the whole range of ideas. Experience and contact with ecity people have also taught them to attribute "physical" or natural causes to a number of maladies. Sine folk concepts of physical origin of disease in 78 many cases did not correspond with the etiology of disease, as understood by medical scientists, the term "empirical" has been used to differentiate it from the concept of "scientific." Saunders (1954:l48) has used the term "empirical" to include all the known external factors that operate directly on the organism to produce illness. Some of the popularly recognized empir- ical causes of disease are discussed below. (a) The Effect of Weather. Common colds and fever were recognized to be due to humidity, low temperature, or getting drenched in rain for a consider- able time. Hot waves during May and June were considered to be responsible for an attack of loo (heat stroke). Excessive humidity on the body was con- sidered to be responsible for ringworm, although the role of fungus was not known. In the case of heat stroke, unripe mangoes were put under the hot ash of wood for a few minutes, washed, and the pulp extracted in cold water. Common salt was added to this decoction and given to the patient. This helped not only in cooling the body but also in compensating salt deficiency of the body caused by dehydration. In cases of ringworm a poultice prepared from garlic was rubbed on the infected spot. If there was no improvement in the patient's condition, the matter was referred to the physician either in the village dispensary or in the city. If the physician was unsuccessful after a few days' t rial, It sometimes happened that the patient was referred to some folk expert in the village. (b) The Effect of Wrong Food. The villagefolk have developed the con- cepts of "heat" and "cold" as qualitlies of foods--some foods are hot and others co'dwh1ch may be causes or cures of diseases0 Diarrhea, dysentery, typhoid, cholera, et( c. were recognilsed to be caused by eating twrong" foods or wrong combinations of food. For example, meat and milk together were considered to be a wrong combination that might upset the stomach. Diarrhea in adults was recognized to be due to "excessive heat in the body."t The remedy wa.s, therefore, sough;t In cooling the system. Meat, fish, eggs, man- goes, jaggery, etc,O, were examples of some "hot" foods, and curd, lemon, cow milk, etc., were some of the "coldt" foods. In diseases attributed to the effects of eating wrong foods, home treatment was tried first, and if that failed, the matter was referred to the physician in the village dispensary. A case of cholera, however, might be immediately referred to the physician. Two decades ago, cholera was also considered to be due to the wrath of the goddess Kali, but today this notion is no longer current. (c) Contact with Certain Living Organisms. It was interesting to find that another explanation for the cause of cholera was association with flies, not because flies transferred germs, but because flies defecated on human food. The germ theory of disease was still unknown to the village- folk. Rabies was recognized to be caused by dog bite. Snake bite was con- sidered to be fatal in several cases0 Interestingly, snake bite was treated by certain experts by reciting appropriate mantras. On the other hand, some experts might give the snake bite victim certain herbs or shrubs as treatment. (d) "Blood Getting Impure."' Skin diseases were recognized to be caused by "blood getting impure,t" and hence treatment lay in purifying the blood. Flowers of neem were saturated in a small quantity of water overnight and the water filtered and drunkiin the morning. If the disease was prolonged, the matter was referred to the villlage dispensary or some other physician, hakim, or vaidy a 79 (e) Accidents and Natural Calamti''es. In the case of a dislocated bone due to some accident, people usually did not go outslde their village to seek medical aid nor did they consult the physlcian0 Mahadeva Kumhar was a bone-settet who applied oil massage 'in cases of bone dislocatlon0 However, in cases of bone fracture, there ,wls no local treatment and the matter was referred to a hospltal in the city0 (f) Unknown Causes0 There were many dIseases whlch were recognized to be caused by natural forces, yet the villagefolk confessed their ignorance about them and did not treat ;hem . bocally. Tuberculosis was considered to be a ftnatural" disease in which there was some damage to the lung. How- ever, the role of a bacillus was not recognized. Treatment was sought either in the village dispensary ior in the 'ity hospitals. A c smpari:n of th e pr- -. '' 'wis t-at1 vcnd;cted by Saunders (1954) i n the Amerie-cn Southrwve `e>;e8s thzat m>srn of the causes listed above, or similar ca-ses,z c to bot cimi'ies. However, there is one important diifferencs in tlle :-eaim of C .sease causality between these two comparable folk cutACures. While ni ro.2?rganisms were recognlzed by Spanlsh Americans, they were not. within th,Ae reaTh of thinklng of the people of Chinau=a. It was i'nteres-ting to fJind. t1> t e natural and supernatural were sometimes Intercnangeable in the folk ideas of ChiLnaura0 A disease such as diarrhea which was elalined in supernatural terms 'in cases with children might be regarded as natuzral in cases with adults0 It was found that there 7vYere certain, conditlons or disabilities caused by natural forces' -or lhich therapy was sought in supernaturalism0 For example, in cases of dog bite, people went to the ri'ver Kukrail on the Lucknwow-Faiabad road, aa a distance of about fifteen miles from the vil- lage0 The victim was required t, take two baths-;-one on Sunday and the other on Tuesday. He !-ad to carry with hi s.ome parched grain flour (satua) and jaggery (g). This was given to the dogs living on the bank of the river. A small amount of clay was then pasted on the wound, and the patient was required to cross the rhler seven times on each of the two days. (This was possible because normally the river was very shallow and rarely deep enough to drown a man0) Finally, the victim was supposed to take a full bath in the river. An exorcist removed the poison of the dog bite by movling an iron rod seven times .rc=di the wound and reciting certainL mantras, Several persons in the village3 because of age, exerience, or special interest, had more extensive knowledge 3f materia medica of animal, plant, or mineral orlgin, although some formulae were known very commonly0 A decoctlon made of Tulsl (Oc sanctum) in water mixed with black pepper and goinger was a common medicine used for cmmon colds and fever. D. T.he Decision-Making Process There were several factors that inflluenced the vlllagefolk in thleir decision-making process, as diverse medical and nealth practices and beliefs were prevalent in the villlage0 The vi llagers cften depended upon the advice of their neighbors, relatives, fellow caste men, and village elders; and sometimes advice from several individuals might be entertained silmultaneously. 80 Here is an example of a particular case from the village. A young woman came to stay with her parents for a short period. Her youngest son of one- and-a-half years of age suddenly fell ill. He was passing blood in his feces. The mother proposed to consult the doctor at the Development Block Hospital. Some women met her while she was on her way to the hospital. They advised her not to consult the physician because, they pleaded, her son was suffering from tona (sorcery), and if she depended upon the medicine of a doctor, the childrs condition might get worse. This was enough to disturb the mother, and she came back to the village. The services of an exorcist were obtained. As no medical aid was given to the child, his condition con- tinued to deteriorate until he died. No one blamed the exorcist or the women who persuaded the child's mother against consulting the physician. Saunders, generalizing from his experience with the Spanish-speaking people of the southwestern United States, has written in his book, Cultural Differ- ence and Medical Care (195h):e . . . The expected attitude toward a given element of folk medicine is one of uncritical acceptance. Failure does not invalidate a practice or shake the belief on which it is based. A remedy is tried, and if it works no surprise is evinced, since that is what was expected. If it does not work, the failure is rationalized and something else tried. In most illnesses the patient ultimately either recovers or dies. If he gets well the remedial technique is credited with effecting the cure. If he dies, the reason is not that the remedy was Inappropriate, but that the patient was beyond help. E. The Role of Folk Practitioners Ackerknecht (19h2), Fejos (1959:16), and many other workers have dis- cussed the question as to whether practitioners in magico-religious medicine are honest or are simply cheats. Both authors are of the view that a medi- cine man in primitive societies is not a charlatan because he does believe in his own practices. The assumption that he is a deceiver prevails among people less acquainted with the subject, Ackerknecht holds. Madox, as quoted by Ackerknecht, has written: "Investigation indicates that the ratio of false to the true among the uncivilized is practically the same as among the civilized." In Chinaura, it is the quack from outside the village, usually from the city, who deceives the poor and ignorant people. A man used to come to the village from the city and sell his so-called medicines to the ignorant villagers. Once he gave three small packages of colored powder to a poor old man and charged five rupees for them. Folk practitioners operating from within the village could not be regarded as cheats for the simple reason that they themselves--or their relatives--were also subject to the same treatments that they commonly used on their clients. F. Conclusions Discussing the reasons for the success of "primitive medicine.," Ackerknecht points out that "primitive medicine" contains a sufficiently large number of medical practises which are also employed in modern western medicine. Among these are massage, sun bath, cauterization, and surgery. Such practices are used in the "folk medicine" of Chinaura. While these therapeutic devices are used in magical ways in primitive societies, they may be used in magico-religious as well as in "empirical" ways in folk soci- eties. A second reason for the success of "folk medicine" lies in its assimilation of many drugs used ;?n western medicine. For example, aspirin, potassium permanganate, varlous klnds of ointments, tincture of iodine, etc., are being increasingly used in Chinaura. A third reason for the success of "primiti've" as well as of "folk medicine" lies in its psychotherapeutic qualities. Treatment of the sick in such communities is a highly social matter. Relatives, neighbors, and friends assemble and their presence helps to cheer the invalid and to as- sure him that he is not isolated from his society. And firally, an impor- tant explanation for the success of "folk" and "primitive" medicine lies in the fact that out of one hundred patients falling ill, seventy-five of them usually can be cured "autonmtically" (because the body is usually strong enough to ward off ordinary maladies). All the same, the patient tineeds" some treatment whether it is blowing, conjuring, wearing charms or amulets, or taking a concoction of some lherb. "Folk medicine," therefore, gives psychological satisfaction to people. The success of "folk medicine" lies in that it is a functlonal and integrated part of the whole culture--a social institution--which enables the members of a folk culture to meet their medical and health needs as they define them. NOTES 1The a-uthor is Indebted to Prof. S. Zafar Hasan of the Department of Sociology and Social Work of the Univeersity of Lucknow and Mr. Junaid Ansari of the Jamia Rural Institute. New Delhi, for constructive comments in the preparation of this manuscript. A deep sense of gratitude is also expressed here for the guidance and suggest_?ons of Dr. D. K. Sen, now Deputy Director, Anthropologlcal Suzc-fey of India, Calcutta and Dr. B. G. Prasad, Professor of Social arnd Preventiv;e Medicine, K. G. Medical College, Lucknow. 2The term "folk culture" L t his paper has been used to denote a common way of life for some or all of the people of many villages, towns, and cities within a given area, as defined by Foster (1953). The village Chinaura, therefore, represents only a folk society. in the villages studied by G, Morris Carstairs and McKim Marriot respectively (In Health, Culture and Community, B. D. Paul (ed.), 1955) and Harold Gourd (1957) no allopathic dispensaries existed prior to the studies conducted. 4There is a strict code of conduct to be followed by a Bhagat. He can not eat or drink wine, toddy, meat, onion, garlic, etc. He must abstain from sexual intercourse from the time he becomes a Bhaat. He must remain "pure," i.e., he must take a bath after defecation or before offering prayers. He usually wears a girdle of wooden beads around his neck. 8'1 82 BI21LIOGRAPHY Ackerknecht, E. H. 1942 Primitive medicine and culture pattern, Bulletin of Historical Medicine 11:503-521. Fejos, P. 1959 Man, magic, and medicine. In Medicine and anthropology, lago Galdston (ed.). New York, 9 ternational Universities Press, Inc., pp. 11-35. Foster, G. 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